Benjamin Kent

Compliance Analyst

Ben is a Compliance Analyst at Concorde, responsible for assisting the Compliance and Advertising departments to adhere to FINRA and SEC guidelines. He has completed the SIE (Securities Industry Essentials) exam and is studying for his Series 7 and 24 licenses.

Ben graduated from Chapman University with Magna Cum Laude honors with a BS in Business Administration, an Economics minor, and a Finance emphasis. His hobbies include fitness, nutrition, and sports analytics.  He is also an outdoor enthusiast and volunteers coaching basketball kids in the summer. 