Senior Compliance Officer/Senior Advertising Principal
Lori brings over 10 years of financial industry experience, with a focus on communications regulation since 2012.
Prior to joining Concorde, Lori started her financial background as a Registered Representative, moved into the banking sector where she conducted branch audits as a Compliance Manager, and then spent multiple years at Munder Capital Management as a Compliance Administrator for numerous mutual fund and institutional products. While at Munder, she worked closely with the marketing and legal departments, as well as upper management and registered representatives to ensure all communications were meeting FINRA and SEC standards.
Lori attended Purdue University in West Lafayette, IN and holds a Bachelors degree in Economics. She also has a background in paralegal studies and completed the program at National Paralegal College. She holds Series 7, 24 and 66 licenses.
In her spare time, Lori enjoys all things music, traveling and photography, even running her own photography business in the past. Lori resides in the Chicago suburbs with her husband and their two sons.